WHAT WE SAY ABOUT BENJAMIN
Benjamin became Compliance Office Legal Practice (COLP) and the Compliance Office Finance and Administration (COFA) in December 2015, approximately one month after he joined the board as a director.
The COFA and the COLP are integral roles in the Solicitors Regulation Authority’s move to outcomes-focused regulation and key to its aim that firms will take responsibility for managing risks to their delivery of legal services. As COFA and COLP Benjamin is the champion of risk management and compliance within a firm, and has responsibility for the firm’s systems and controls. Benjamin is responsible for ensuring processes are in place to enable the firm, its managers and employees and anyone who has any interest in the firm to comply with the Solicitor’s Handbook requirements.
All individuals in the firm have a role to play in complying with the requirements of the Solicitor’s Handbook. However, as COLP and COFA, Benjamin has a key role in ensuring that suitable systems and controls are in place, in recording breaches, and in reporting material breaches to the SRA.
Should you have any concerns about any compliance issues within McCarthy Denning, please contact Benjamin.
Please click here for information about Benjamin’s legal experience and practice.